| No. |
Entities |
Legal Reference |
| 1 |
Security Issuers |
Law No. 18,045 |
| 2 |
Listed corporations |
Law Nos. 18,.045 and 18,046
|
| 3 |
Joint-stock company |
Law No. 18,045 |
| 4 |
Security Intermediaries |
Title VI, Law No. 18,045 |
| 5 |
Associations of security intermediaries
|
Art. 35, Law No. 18,045 |
| 6 |
Stock brokers |
Title VI, Law No. 18.045 |
| 7 |
Stock exchanges |
Title VII, Law No. 18,045 |
| 8 |
Mutual fund managers and the
funds they manage |
DL No. 1,328, of 1976 |
| 9 |
Investment fund managers and the funds
they manage |
Law No. 18,815 |
| 10 |
Foreign capital investment fund managers
and the funds the manage |
Law No. 18,657 |
| 11 |
Insurance and reinsurance companies established
in Chile |
DFL No. 251, of 1931 |
| 12 |
Student loan funds |
Art. 70 to 80 bis, Law No. 18,591 |
| 13 |
Risk-rating agencies |
Law No. 18,660, October 1987 – to
date, title XIV of Law No. 18,045 |
| 14 |
Sanitary service corporations |
DFL No. 382 of 1988 |
| 15 |
Real estate corporations |
DL 3.500 of 1980, modified by a law promulgated
in 1989. |
| 16 |
| State-owned companies created by special laws: |
| - Emos |
| - Esval |
- Metro |
- Polla Chilena |
- Sanitary Service Companies |
- Zofri |
- Port Companies |
|
| . |
| Law No. 18,777, February 1989 |
| Law No. 18,777 |
| Law No. 18,.772 |
| Law No. 18,.851, November 1989 |
| Law No. 18,885 |
| DFL. 382, of 1988 MOP. |
| Law No. 18,846, Law No. 19,542, December 1997, art.1 and art.
44 |
|
| 17 |
Securities and depository companies |
Law No. 18,876 |
| 18 |
Independent external auditors |
Art. 52, Law No. 18,046 |
| 19 |
Insurance brokers |
DFL No. 251 of 1931 |
| 20 |
Loss adjusters |
DFL No. 251 of 1931 |
| 21 |
Mortgage mutual fund manager agents |
DFL No. 251 of 1931 |
| 22 |
Foreign reinsurers |
DFL No. 251 of 1931 |
| 23 |
Domestic and foreign reinsurance brokers
|
DFL No. 251 of 1931 |
| 24 |
Television Nacional of Chile |
Law No. 19,132 of April 8, 1992 |
| 25 |
Sports clubs |
Law No. 19,135 of 05.05.92 |
| 26 |
Ferrocarriles del Estado |
Law No. 19,170 of 03.10.92, arts. 51,
51 A and 51 B |
| 27 |
Agricultural and cattle product exchanges
|
Law No. 19,.220 of 31.5.93. |
| 28 |
Real estate leasing with agreement to
sell, mortgage fund managers, real estate companies |
Law No. 19,281 of 27.12.93 |
| 29 |
Securitization companies |
Law No. 19,301 of 19.03.94 |
| 30 |
Clearinghouse |
Law No. 19,301 of March 19, 1994 |
| 31 |
Television channels |
Law 18,838 modified by Law No. 19,131.
|
| 32 |
Telecommunication intermediate service
concessionaires shall become listed corporations. |
Law No. 18,168 modified by law No. 19,203,
art. 26 |
| 33 |
Third party financial resource administrators
for the purchase of chattels. |
Law No. 19,491 |
| 34 |
Foreign issuers of securities (CDVs) |
Law No. 19,601 (Title XXIV, law 18,045)
|
| 35 |
Casino Operator Corporations |
Law 19.995 |
| 36 |
Transmission System Operator Corporations |
D.F.L. 1 of 1982. |
| 37 |
Professional Sports Corporations |
Law N° 20.019, of 2005. |
| 38 |
Firemen Corps |
Nation Budget Law |
| 39 |
Life Annuities Sales Agent |
Title III, article 57 DFL 251 |
| 40 |
Third Party Financial Resource Managers |
Law N°19.491 of 1997 |
Supervised Entities
