1

Securities

Article 5, Law No. 18,045

2

Foreign securities (CDV)

Article 183, Law No. 18,045

3

Stock Brokers and Security Agents

Article 26, Law No. 18,045

4

Chairmen, Directors, Managers, and Attorneys

Article 68, Law No. 18,045

5

External Auditors

Articles 53, Law No. 18,046 and 50 by DS No. 587 of 1982 Hda.

6

Power Rating Attorneys

Article 68 by DS No. 587 of 1982 Hda.

7

Risk-Rating Agencies

Article 71, Law No. 18,045

8

Insurance Brokers (Insurance Trade Auxiliaries)

Letter g, of article 3 and art. 58 DFL No. 251

9

Loss Adjusters (Insurance Trade Auxiliaries)

Letter g, of article 3, arts. 61 and 62 DFL No. 251

10

Mortgage Mutual Fund Manager Agents

Article 21 bis DFL No. 251

11

Foreign Reinsurers

Letter g, of article 3 DFL No. 251

12

Domestic and Foreign Reinsurance Brokers

Article 16 bis DFL No. 251

13

Product Brokers

Article 7, Law No. 19,220

14

Products

Article 19, Law No. 19,220

15

Insurance Policies

Letter e, of article 3 DFL No. 251

16

Foreign investment managers for insurance and reinsurance companies.

DFL No. 251 of 1931 and NCG No. 75 of 1997.

17

Real Estate Fund Administration Contracts

Law No. 19,281, DS No. 1,334 and DS of Housing No. 120