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List of subject formalities and their rights
List of subject formalities and their rightsList of subject formalities and their rights
RECORD DUTIES, APPROVALS, AND CERTIFICATIONS (ARTICLE
4 LETTER p, 14, 15 and 16 of D.L. No. 3,538 of 1980)
((VALUES IN $ FOR THE PERIOD COMPRISED BETWEEN
DE FEBRERY 01 AND 29, 2012)
Nº |
DUTIES |
DETAIL |
U.F. |
$ |
|
|---|---|---|---|---|---|
| 1 | Registration in Registries | ||||
| Security Registry | Entities Security issuance: |
20 20
|
448.167
|
||
| Foreign Security Registry | Securities and CDVs | 20 | 448.167 | ||
| Other Registries | - External auditors - Risk-rating agencies - Power rating attorneys - Stockbrokers and security broker/dealer - Insurance brokers - Insurance adjusters - Foreign reinsurers - Reinsurance brokers - Mortgage mutual fund managers - Life annuity sale agents - Insurance and reinsurance company's foreign investment managers |
10 | 224.084 |
||
| 2 | Filings | In Registry | 3 | 67.225 |
|
| 3 | Approvals and Authorizations of: | ||||
| 3.1 Stock Exchange and Security Deposit Regulations | - Stock exchange regulations - Security deposit regulations - Deposit contracts |
30 | 672.251 |
||
| 3.2 Deposit of Internal Rules and Share Subscription Agreements | - Mutual funds | 224.084 | |||
| 3.3 Internal Regulations and Fund Contracts Authorized by Law | - Investment funds - Foreign capital investment funds - Housing fund administration contracts |
15 | 336.125 |
||
| 3.4 Existence Authorizations, reforms of articles of incorporation, mergers, divisions or dissolution of entities subject to authorization of the SVS | - Housing fund managers - Mutual fund managers - Investment fund managers - Foreign capital investment fund managers - Third party financial resource managers - Stock exchanges - Clearinghouses - Insurance companies - Reinsurance companies - Securitization companies |
20 | 448.167 |
||
| 4 | Insurance Contract, Policy, and Clause (registration in policy record) approvals | - Policies and Clauses | 6 | 134.450 | |
| 5 | Certifications Set Forth in Registries | All certifications granted by the SVS, except for such issued for having made a registration or granted an approval that may have paid a duty. | 0,2 (by copy) |
4.482 |
|
| 6 | Modifications concerning: | ||||
| Nº 3.1 Nº 3.2 Nº 3.3 Nº 4 |
- Stock exchange and deposit regulations - Deposit of Internal Rules and Share Subscription Agreements - Deposits Internal Regulations - Policies and clauses |
15 10 7,5 3 |
336.125 224.084 168.063 67.225 |
||
Securities in pesos ($) estimated
at the U.F. 31 of enery 2012, amounting to $22.408,36 |
|||||
